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    Securities-Loans-Investments Complaints

    The Colorado Division of Securities regulates securities and investments. The agency was established to protect investors and maintain public confidence in the securities market. The division administers and enforces the Colorado Securities Act. Contact the agency for more information:
    Colorado Division of Securities View exit disclaimer policy page for links to third-party websites.
    1580 Lincoln St., #420
    Denver, CO 80203

    The Securities and Exchange Commission View exit disclaimer policy page for links to third-party websites. (SEC) is the federal agency responsible for regulating securities. You can reach the SEC at 303-844-2071.

    Last Updated: 7-23-2013
  • The filing of a criminal charge is merely a formal accusation that an individual has committed a crime(s).
    A defendant is presumed innocent until and unless proven guilty. See Colo. RPC 3.6.